Canada

Saskatchewan and New Brunswick Agree to Join the Cooperative Capital Markets Regulatory System

July 09, 2014 08:05 PM

The Honourable Gordon  Wyant, Saskatchewan’s Minister of Justice and Attorney General, and the  Honourable Troy Lifford, New Brunswick’s Minister of Justice, today signed an  agreement to join the Cooperative Capital Markets Regulatory System. The Honourable Joe Oliver, Canada’s Minister  of Finance, the Honourable Michael de Jong, British Columbia’s Minister of  Finance, and the Honourable Charles Sousa, Ontario’s Minister of Finance,  welcomed their participation in the Cooperative System and repeated the  invitation to all provinces and territories to join this important project.

 

Today’s announcement  follows on the September 19, 2013 agreement in principle between the  Governments of British Columbia, Ontario and Canada to jointly establish a Cooperative  Capital Markets Regulatory System.

 

The Cooperative Capital Markets Regulatory System will strengthen Canada’s capital markets  by providing better protection to investors, enhancing Canada’s financial  services sector, and managing systemic risk. A common regulator will administer  a single set of regulations, reducing red tape for businesses, and will be self-funded  through a single set of fees. It will be  directed by an independent board of directors with extensive capital  markets-related expertise. A Council of  Ministers of all participating jurisdictions will oversee the cooperative  system.

The Cooperative System  is about balance – preserving local perspectives while bringing about  much-needed reform nationally. It will  have a regulatory office in every participating province, each with the  expertise to serve that jurisdiction, and in accordance with provincial  language laws.

Through an amended  agreement in principle, the Ministers have agreed that there would be two  additional deputy chief regulators to accommodate the participation of smaller  jurisdictions in the governance structure: one representing Saskatchewan,  Manitoba, the Northwest Territories, Nunavut and Yukon, to the extent that they  are participating jurisdictions, and another representing New Brunswick, Nova  Scotia, Newfoundland and Labrador, and Prince Edward Island, to the extent that  they are participating jurisdictions.  These would be in addition to the deputy chief regulator based in each  of British Columbia and Ontario, as well as Alberta and Quebec should they  choose to participate.

 

Further clarifications  have been made in response to feedback from provinces and territories. The Ministers have agreed that each regulatory  office would be led by an empowered director with the responsibility to carry  out the office’s regulatory functions and contribute to the development of  national policies. As well, the amended  agreement in principle outlines a mechanism for the regulator to accommodate  provincial economic development initiatives.

 

British Columbia,  Ontario, Saskatchewan, New Brunswick and Canada will continue to work together  to encourage the government of each remaining province and territory to  participate in the Cooperative Capital Markets Regulatory System.

“We join the CMR today with Saskatchewan’s investors  and businesses in mind,” said Minister Wyant. “I have been proud to work with  my colleagues to continue improving on Canada’s excellent system, while  ensuring that Saskatchewan’s markets are able to continue to grow and  flourish.”

“Our province welcomes the opportunity to  participate in a new national capital markets’ regulator and encourages other  smaller jurisdictions to consider the same,” said New Brunswick's Justice  Minister Troy Lifford. “This initiative  will be successful because of the spirit of co-operation among all  participating jurisdictions. The improvements in this amended Agreement in  Principle emphasising local economic initiatives and regional differences are a  testament to that end.”

“British Columbia continues to strongly  support the establishment of the Cooperative Capital Markets Regulatory System  because it will respect constitutional jurisdiction, build on the strong  foundation of the current system, improve enforcement, and be responsive to  local markets and perspectives,” said British Columbia Minister of Finance  Michael de Jong. “With Saskatchewan and New Brunswick on board, we have  demonstrated that there is broad-based support for much-needed reforms that  improve the regulation of capital markets in Canada.  I hope the remaining  jurisdictions will continue to give serious consideration to joining the  cooperative system.”

“The Cooperative System is based on close  collaboration and partnership between provinces and territories to attract  investment and foster a stronger economy across Canada,” said Minister Sousa.  “Ontario welcomes the addition of Saskatchewan and New Brunswick to the  Cooperative System, and I’m hopeful that today’s agreement will encourage all  provinces and territories to join us in this ground-breaking initiative to help  make our securities regulatory system more competitive and efficient.” 

 

 “Today’s agreement is a major step towards a  single regulator, national in scope, that will enhance Canada’s capital markets,”  said Minister Oliver. “The addition of Saskatchewan and New Brunswick to the  Cooperative System shows our momentum. I call on all provinces and territories  to embrace the spirit of nation-building and join us in forging a stronger  economic partnership – creating jobs, growth, and long-term prosperity for all  Canadians.”

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